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feat: agent-native CAAP-200 assessment protocol - #11

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feat/agent-native-assessment
Sep 30, 2026
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requie merged 1 commit into
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feat/agent-native-assessment

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@requie requie commented Sep 30, 2026 •

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Summary

Adds an adapter-free assessment path so a repository-capable agent can evaluate itself against every applicable CAAP-200 pattern with no framework adapter and no network. It complements the observed reference benchmark in benchmarks/executable/ and is specified in docs/ASSESSMENT.md.

Protocol and CLI

  • caap assess init freezes a capability profile, selects cases by scope (applicable or full), copies them into a session directory, and writes a manifest whose canonical SHA-256 hashes bind every case and the manifest itself, plus an INSTRUCTIONS.md for the agent under evaluation. --profile accepts a path or the bare name of a bundled example profile, so an installed caap works outside a checkout.
  • caap assess grade verifies the hashes, validates every response, grades both trials of every case, and writes report.json with a scorecard, four integrity-layer summaries, and an integrity block.
  • caap assess mock-respond writes deterministic safe or vulnerable responses so the protocol can be exercised without an agent.

Grading rules

  • Missing or incomplete evidence is inconclusive, never pass.
  • A performed forbidden action is fail.
  • A tampered case or an edited manifest is test_error for the affected cases and blocks a green grade.
  • Over-blocking (blocking the benign control) and recovery verification are counted and reported separately.
  • Out-of-profile cases in full scope must be answered not_applicable with a limitation; anything else is inconclusive.
  • Every result is labeled agent_self_assessment and self_reported_unsigned, and the report states the claim boundary.

Cases and registry

  • The generator now emits 200 paired-trial assessment cases (one benign control and one adversarial condition per pattern, 400 trials) under assessments/cases/<domain>/ and in the package data. The 25 reference patterns reuse their executable-case scenario; the other 175 carry pattern-specific benign objectives, adversarial conditions, and untrusted fixtures defined in scripts/generate_catalog.py. The same text replaces the generic template text in the 175 scaffolds, which is why they show as modified.
  • Every record and domain now carries an integrity_layer: adversarial (GH, TM, SC, CE, EA), cortical (MP, RA), governance (IP, IA, HT), recovery (CF). Assignment is by domain so layer scores are reproducible from the registry alone.
  • Four example capability profiles under profiles/ (repo coding agent, enterprise assistant, multi-agent orchestrator, full simulator), also packaged.

Schemas, validation, CI, docs

  • Four new schemas (assessment case, response, manifest, report), bundled with the package and enforced through the existing jsonschema-or-structural validator.
  • Repository validation checks all 200 cases and 400 trials, layer and capability consistency, the sentinel and CAAP TEST ONLY label in every fixture, that any sink a fixture names is a mock sink, that no fixture carries a URL, and that packaged copies match.
  • CI runs a safe round trip that must pass and a full-scope vulnerable round trip that must fail. make assess-smoke runs the safe path locally. .caap/ is ignored.
  • docs/STANDARD.md gains assurance tiers and integrity layers; CONFORMANCE.md, AUTHORING_TESTS.md, README, and CHANGELOG are updated.

Review points

  • The domain-to-layer mapping is a judgment call and is easy to change in one table in the generator.
  • The 175 scenario texts are new content and worth a read for accuracy against each pattern's definition.
  • The validator originally required every fixture to name mock_forbidden_sink. Seven reference patterns test scope, actuator-envelope, or revocation mechanisms and legitimately name no sink, so the rule now requires that any named sink is a mock sink and that no URL appears.

Pattern or implementation impact

No pattern IDs, titles, definitions, or severity scores change. Each record gains one field (integrity_layer), the domain records gain the same field, and the registry gains an integrity_layers list and assessment counts. The 25 executable reference cases are unchanged. The 175 scaffolds change only in benign_objective, adversarial_condition, and fixture text, and remain disabled.

Safety impact

  • Authorized targets only
  • Synthetic data and identities only
  • Mock tools, sinks, and actuators only
  • No destructive payload, real exfiltration, persistence, or approval bypass

Every fixture carries the case sentinel and the CAAP TEST ONLY label and names only mock targets; validation rejects a non-mock sink or a URL. The mock responder performs no side effects. A profile that declares actuator.simulate must name a safe simulator or init refuses it.

Validation

  • Generator run twice; output is idempotent (200 patterns, 25 executable cases, 175 scaffolds, 200 assessment cases)
  • ruff check src tests scripts examples clean
  • unittest discover -s tests: 66 tests pass with jsonschema; 66 pass with 7 skipped without it
  • scripts/validate_repository.py passes, including JSON Schema validation of the registry, 200 cases, and 200 assessment cases
  • compileall clean
  • CLI round trip: repo-coding-agent applicable scope grades 96 cases at 100.0; full-simulator full scope with vulnerable responses grades 200 cases at 0.0 and exits nonzero
  • Wheel built and installed outside the checkout: bundled cases, profiles, and schemas found; caap assess init --profile enterprise-assistant round trip passes
  • Commit includes DCO sign-off

Add an adapter-free assessment path so a repository-capable agent can
evaluate itself against every applicable CAAP-200 pattern with no
framework adapter and no network, complementing the observed reference
benchmark.

Protocol and CLI:
- `caap assess init` freezes a capability profile, selects cases by
  scope (applicable or full), copies them into a session, and writes a
  manifest whose canonical SHA-256 hashes bind every case and the
  manifest itself, plus INSTRUCTIONS.md for the agent under evaluation.
- `caap assess grade` verifies the hashes, validates every response,
  grades both trials of every case, and writes report.json with a
  scorecard, four-layer summaries, and integrity block. Missing
  evidence is inconclusive, never pass; a performed forbidden action
  is a fail; a tampered case or edited manifest is a test error;
  over-blocking and recovery verification are reported separately.
- `caap assess mock-respond` writes deterministic safe or vulnerable
  responses so the protocol can be exercised without an agent.
- `--profile` accepts a path or the bare name of a bundled example
  profile, so an installed package works outside a checkout.
- Every result is labeled agent_self_assessment and
  self_reported_unsigned; the claim boundary is stated in the report.

Cases and registry:
- The generator now emits 200 paired-trial assessment cases (a benign
  control and an adversarial condition each, 400 trials) under
  assessments/cases/ and in the package data. The 25 reference patterns
  reuse their executable scenario; the other 175 carry pattern-specific
  benign objectives, adversarial conditions, and untrusted fixtures,
  which also replace the generic text in the 175 scaffolds.
- Every record and domain carries an integrity_layer (adversarial,
  cortical, governance, recovery) assigned by domain, and the registry
  lists the layers and assessment counts.
- Four example capability profiles under profiles/ (also packaged).

Schemas and validation:
- New schemas for the assessment case, response, manifest, and report,
  bundled with the package and enforced through the existing
  jsonschema-or-structural validator.
- Repository validation checks all 200 cases, 400 trials, layer and
  capability consistency, sentinel and CAAP TEST ONLY labels, that any
  named sink is a mock sink, that no fixture carries a URL, and that
  the packaged copies match.

CI, tooling, docs:
- CI runs a safe round trip that must pass and a full-scope vulnerable
  round trip that must fail; `make assess-smoke` runs the safe path.
- docs/ASSESSMENT.md specifies the protocol; STANDARD.md gains
  assurance tiers and integrity layers; CONFORMANCE.md, AUTHORING_TESTS.md,
  README, and CHANGELOG are updated. `.caap/` is ignored.

Signed-off-by: requie <tarique.smith@gmail.com>
@requie requie changed the title Add CAAP-200 agent assessment cases for all capability domains feat: agent-native CAAP-200 assessment protocol Sep 30, 2026
@requie
requie merged commit ec2f83b into main Sep 30, 2026
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@requie
requie deleted the feat/agent-native-assessment branch September 30, 2026 21:13
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