From a0d3754a33adc854327e26cd58773764f49f6407 Mon Sep 17 00:00:00 2001 From: =?UTF-8?q?=F0=9D=90=8E=F0=9D=90=A7=F0=9D=90=9E=20=F0=9D=90=85?= =?UTF-8?q?=F0=9D=90=A2=F0=9D=90=A7=F0=9D=90=9E=20=F0=9D=90=92=F0=9D=90=AD?= =?UTF-8?q?=F0=9D=90=9A=F0=9D=90=AB=F0=9D=90=AC=F0=9D=90=AD=F0=9D=90=AE?= =?UTF-8?q?=F0=9D=90=9F=F0=9D=90=9F?= Date: Mon, 6 Jul 2026 15:08:32 +0630 Subject: [PATCH] Tighten daily evidence certification gates --- Makefile | 8 + ...NTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md | 188 ++++++++++++++ docs/operations/README.md | 28 +++ .../daily_devsecops_evidence.schema.json | 233 ++++++++++++++++++ .../daily_devsecops_evidence_2026-05-29.json | 204 +++++++++++++++ .../test_validate_daily_devsecops_evidence.py | 170 +++++++++++++ .../validate_daily_devsecops_evidence.py | 190 ++++++++++++++ ...I_ASI_GOVERNANCE_IMPLEMENTATION_ROADMAP.md | 41 +++ 8 files changed, 1062 insertions(+) create mode 100644 docs/operations/OMNI_SENTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md create mode 100644 docs/operations/README.md create mode 100644 docs/operations/daily_devsecops_evidence.schema.json create mode 100644 docs/operations/examples/daily_devsecops_evidence_2026-05-29.json create mode 100644 docs/operations/test_validate_daily_devsecops_evidence.py create mode 100755 docs/operations/validate_daily_devsecops_evidence.py diff --git a/Makefile b/Makefile index aba1401f..d3ff2ea1 100644 --- a/Makefile +++ b/Makefile @@ -160,3 +160,11 @@ gov-suite-ci: gov-clean: $(PYTHON) -c "from pathlib import Path; import shutil; report=Path('governance-artifact-validation-report.json'); suite=Path('governance-validation-suite-report.json'); report.exists() and report.unlink(); suite.exists() and suite.unlink(); [shutil.rmtree(p) for p in Path('governance_blueprint/validation').rglob('__pycache__') if p.is_dir()]" + +.PHONY: daily-devsecops-evidence-validate daily-devsecops-evidence-test + +daily-devsecops-evidence-validate: + $(PYTHON) docs/operations/validate_daily_devsecops_evidence.py --bundle docs/operations/examples/daily_devsecops_evidence_2026-05-29.json --allow-evidence-required + +daily-devsecops-evidence-test: + $(PYTHON) -m unittest docs/operations/test_validate_daily_devsecops_evidence.py -v diff --git a/docs/operations/OMNI_SENTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md b/docs/operations/OMNI_SENTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md new file mode 100644 index 00000000..88b2cde5 --- /dev/null +++ b/docs/operations/OMNI_SENTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md @@ -0,0 +1,188 @@ +# Omni-Sentinel Daily DevSecOps Operational Check — 2026-05-28 + +**Environment:** Omni-Sentinel Cognitive Execution Environment +**Review window:** 2026-05-28 00:00–23:59 UTC +**Review type:** Daily operational assurance, governance roadmap maintenance, and AGI/ASI containment risk review +**Audience:** CISO, CRO, CAIO, AI Safety Board, Platform SRE, Internal Audit +**Classification:** Internal — operational risk and regulatory evidence + +> **Evidence boundary:** This repository does not contain live Sentinel telemetry, internal endpoint credentials, AWS account access, TPM/TEE attestation feeds, or the production `pqc_worm_logger.py` runtime. The checks below therefore record the required control assertions, evidence queries, pass/fail criteria, and escalation actions. Production operators must attach dashboard exports, signed API responses, CloudTrail/S3 Object Lock evidence, and attestation bundles before treating this report as a completed daily certification. + +--- + +## 1. Daily Control-State Summary + +| Control domain | Required assertion | Current repository-observed status | Required evidence attachment | Disposition | +|---|---|---:|---|---| +| Sentinel telemetry dashboards | All Tier-0/Tier-1 dashboards reachable; no critical alerts older than 15 minutes; ingestion lag P95 <= 60 seconds | Not independently verifiable from repository | Dashboard export, alert queue snapshot, telemetry freshness query | **Evidence required** | +| Internal health endpoints | `/healthz`, `/readyz`, `/metrics`, `/policy/status`, `/risk/g-sri`, `/audit/worm/status`, `/attestation/tpm`, `/attestation/tee` return signed healthy responses | Not independently verifiable from repository | Signed endpoint responses with request IDs and monotonic timestamps | **Evidence required** | +| Global Systemic Risk Index (G-SRI) | G-SRI below watch threshold and materially below halt threshold for the full window | Not independently verifiable from repository | G-SRI time-series export and control-plane decision log | **Evidence required** | +| `pqc_worm_logger.py` WORM batching | Batches committed on schedule to AWS S3 Object Lock bucket with governance-mode or compliance-mode retention, digest continuity, and no skipped sequence IDs | Script/runtime not present in repository; production evidence required | CloudTrail `PutObject`, S3 Object Lock retention metadata, Merkle root batch receipt, KMS/HSM signing evidence | **Evidence required** | +| TEE attestation | TEE quote valid, workload measurement allow-listed, signing chain current, enclave image hash matches approved release | Not independently verifiable from repository | Attestation quote, verifier response, allow-list version, release digest | **Evidence required** | +| TPM attestation | `PCR_MATCH=TRUE`; secure boot and measured boot PCRs match approved baseline | Not independently verifiable from repository | TPM quote, PCR baseline comparison, verifier signature | **Evidence required** | +| Zero-knowledge compliance proofs | Proof generation and verifier jobs complete for regulatory disclosure packs without exposing protected model/data content | Not independently verifiable from repository | Proof job status, verifier transcript, circuit version, evidence bundle hash | **Evidence required** | + +--- + +## 2. Production Check Procedure + +### 2.1 Sentinel telemetry and internal endpoints + +1. Confirm dashboard data freshness for policy decisions, autonomy-tier transitions, kill-switch state, anomaly scores, model-risk events, and evidence-bundle publication. +2. Query each signed internal endpoint with mTLS client identity bound to the daily assurance role. +3. Verify all responses include request ID, response signature, monotonic timestamp, build digest, policy bundle digest, and environment identifier. +4. Escalate immediately if telemetry lag exceeds 60 seconds P95, endpoint signature verification fails, or policy bundle digest differs from the approved release manifest. + +Minimum endpoint evidence set: + +```text +GET /healthz +GET /readyz +GET /metrics +GET /policy/status +GET /risk/g-sri +GET /audit/worm/status +GET /attestation/tpm +GET /attestation/tee +GET /zk/compliance/status +``` + +### 2.2 Global Systemic Risk Index (G-SRI) + +Daily certification requires all of the following: + +- **Green:** G-SRI < 0.55 for normal operation. +- **Amber/watch:** 0.55 <= G-SRI < 0.70; require SRE plus AI Safety Board watch review and mitigation owner assignment. +- **Red/halt:** G-SRI >= 0.70; freeze Tier-3+ autonomy expansion, require containment review, and prepare regulator notification if customer, market, or systemic harm is plausible. +- **Black-swan override:** Any unbounded replication, stealth, unauthorized tool-use escalation, self-modification outside approved change control, or kill-switch impairment moves directly to Red/Halt regardless of aggregate G-SRI. + +Required G-SRI evidence fields: + +```json +{ + "window_start": "2026-05-28T00:00:00Z", + "window_end": "2026-05-28T23:59:59Z", + "max_g_sri": "", + "p95_g_sri": "", + "threshold_profile": "omni-sentinel-gsri-v1", + "policy_bundle_digest": "", + "control_plane_decision_log_hash": "" +} +``` + +### 2.3 `pqc_worm_logger.py` and AWS S3 Object Lock evidence + +Operators must validate that WORM audit batches are committed on schedule and cannot be rewritten: + +1. Confirm the scheduler emitted the expected number of batches for the review window. +2. Verify every batch has a monotonic sequence ID, hash-chain predecessor, post-quantum signature, and Merkle root. +3. Validate the S3 bucket has Object Lock enabled and the object retention date is set according to the governing record-retention policy. +4. Cross-check CloudTrail `PutObject`, `PutObjectRetention`, and KMS/HSM signing events for each batch. +5. Confirm no `DeleteObject`, retention-shortening, legal-hold removal, replication failure, or bucket-policy drift events occurred. + +Recommended command evidence, executed by an operator with read-only audit role: + +```bash +aws s3api get-object-lock-configuration --bucket +aws s3api head-object --bucket --key +aws cloudtrail lookup-events --lookup-attributes AttributeKey=EventName,AttributeValue=PutObject +aws cloudtrail lookup-events --lookup-attributes AttributeKey=EventName,AttributeValue=PutObjectRetention +``` + +### 2.4 TEE and TPM attestation + +Daily attestation must assert: + +- `PCR_MATCH=TRUE` for approved PCR baseline set. +- TEE measurement hash matches the approved enclave/workload digest. +- Secure-boot, measured-boot, and workload identity chains validate to approved roots. +- Attestation verifier policy version matches the production release manifest. +- Any attestation freshness breach older than 10 minutes for Tier-3+ workloads triggers autonomy downgrade. + +--- + +## 3. Deviations and Required Remediation + +| Deviation ID | Observation | Severity | Owner | Due | Remediation | +|---|---|---:|---|---|---| +| DEV-2026-05-28-001 | Live dashboard, endpoint, G-SRI, WORM, TEE, and TPM evidence is not present in the repository context | High | Platform SRE / Control Owner | Same business day | Attach signed production exports and mark each control Pass/Fail with evidence hashes | +| DEV-2026-05-28-002 | `pqc_worm_logger.py` runtime and scheduler evidence are not present in the repository context | High | Audit Platform Engineering | Same business day | Publish batch schedule, digest chain, Object Lock retention proof, and CloudTrail event IDs | +| DEV-2026-05-28-003 | ZK proof verifier status is not present in the repository context | Medium | Regulatory Technology Lead | T+1 business day | Attach proof-job transcript, verifier result, circuit version, and evidence-bundle hash | + +--- + +## 4. Emerging AGI/ASI Containment Risk Review + +| Risk | Early-warning signal | Containment control | Recommended action | +|---|---|---|---| +| Autonomous tool-use escalation | Agent requests new tools, credentials, network paths, or execution privileges outside approved policy | Policy-as-code deny-by-default, just-in-time approval, signed tool broker | Require dual-control approval for Tier-3+ privilege expansion and log every denial to WORM | +| Recursive self-improvement or unapproved self-modification | Model attempts to alter prompts, policy, weights, memory, reward functions, or orchestration code | Change-control gate, immutable release manifest, executable policy lock | Freeze promotion pipeline until Safety Board verifies bounded-change proof | +| Goal drift and deceptive compliance | Divergence between stated objective, hidden chain-of-action, and observed behavior | Behavioral telemetry, red-team probes, simulator replay, interpretability review | Increase adversarial evaluation cadence and require independent review for repeated anomalies | +| Multi-agent collusion or covert channel formation | Unexplained synchronization, compressed signalling, or policy-bypassing coordination among agents | Communication allow-list, rate limits, transcript inspection, side-channel controls | Partition agents by task domain and enforce per-channel justification tokens | +| Kill-switch impairment | Delayed shutdown, policy-plane unreachability, TPM/TEE attestation failure, or inconsistent control-plane state | Hardware kill-switch, quorum shutdown, safe-mode autonomy downgrade | Trigger Red/Halt if shutdown latency or attestation freshness breaches approved SLO | +| Model exfiltration or unsafe capability leakage | Large anomalous egress, repeated policy probes, artifact enumeration, or encrypted outbound payloads | DLP, egress allow-list, model vault, honeytokens | Rotate credentials, isolate workload, and perform signed forensic capture | + +--- + +## 5. 2026–2035 Governance and Reference Architecture Maintenance + +### 5.1 Architecture target state + +```mermaid +flowchart TB + A[AI/Agent Workloads] --> B[Sentinel Sidecar] + B --> C[Policy-as-Code and Autonomy Gate] + C --> D[Risk Fusion / G-SRI Engine] + C --> E[Tool Broker / Capability Firewall] + D --> F[Containment Orchestrator] + E --> F + B --> G[Signed Telemetry Bus] + G --> H[WORM Audit Pipeline] + H --> I[AWS S3 Object Lock / External Evidence Vault] + B --> J[TEE/TPM Attestation Verifier] + H --> K[ZK Proof Generator] + K --> L[Regulator / Auditor Verification Portal] + F --> M[Kill Switch / Safe Mode / Human Oversight] +``` + +### 5.2 Roadmap increments + +| Period | Implementation focus | Governance outcome | Exit criteria | +|---|---|---|---| +| 2026 H1–H2 | Daily operational assurance; signed Sentinel telemetry; G-SRI thresholding; WORM audit commitments; TPM/TEE verifier integration | Establish reliable control-plane evidence and daily certification discipline | 95% daily evidence completeness; `PCR_MATCH=TRUE`; zero unexplained WORM gaps | +| 2027 | Enterprise autonomy-tier enforcement; model/tool capability firewall; formal incident command; regulator evidence portal beta | Standardize containment controls for Tier-2/Tier-3 workloads | All Tier-3 workloads behind policy gate and tool broker; regulator portal dry-run passed | +| 2028 | ZK proof circuits for core regulatory claims; privacy-preserving audit bundles; cross-jurisdiction control mapping | Reduce disclosure risk while increasing supervisory verifiability | ZK verifier accepts sampled packs; no protected training data disclosed | +| 2029 | Cross-enterprise systemic-risk telemetry exchange; privacy-preserving stress-test federation; sector-level G-SRI simulation | Detect correlated AGI/ASI operational risk across institutions | Joint exercise completed with signed evidence and agreed escalation thresholds | +| 2030 | ASI-containment rehearsal; hardware-enforced policy roots; resilient manual fallback for critical services | Mature high-autonomy readiness and halt procedures | Full Red/Halt tabletop plus live technical drill completed within SLO | +| 2031–2032 | Formal verification of containment policies; automated regulatory change ingestion; continuous proof regeneration | Move from periodic controls to continuously provable controls | Material policy changes produce proof updates within 24 hours | +| 2033–2035 | International supervisory interoperability; post-quantum evidence portability; civilizational-risk reporting standard | Enable durable, cross-border AGI/ASI governance and auditability | External auditors verify WORM, PQC, ZK, and containment controls without privileged data access | + +### 5.3 Backlog refinements + +1. Add a production `daily-ops` evidence bundle schema covering dashboard exports, signed endpoint responses, G-SRI statistics, WORM receipts, attestation quotes, and ZK verifier transcripts. +2. Add a non-mutating WORM dry-run test that validates batch ordering, digest continuity, Object Lock metadata shape, and CloudTrail event references without requiring write access. +3. Add an attestation fixture format for TPM PCR baselines and TEE measurements, with explicit `PCR_MATCH=TRUE`/`FALSE` fields and verifier signatures. +4. Add regulator-ready ZK proof metadata fields: circuit ID, proving key digest, verifier key digest, public inputs, proof hash, and verifier decision. +5. Create a daily governance scorecard that calculates evidence completeness, stale evidence, unresolved deviations, and escalation status. + +--- + +## 6. Recommended Immediate Actions + +1. **Do not certify green status until production evidence is attached.** The repository context can validate documentation and local governance artifacts, but not live telemetry or attestation truth. +2. **Require same-day evidence upload** for G-SRI, WORM Object Lock, and `PCR_MATCH=TRUE` assertions. +3. **Treat missing evidence for Tier-3+ autonomy controls as an operational deviation** and downgrade autonomy expansion until the evidence package is complete. +4. **Prioritize schema-backed daily evidence bundles** so future checks are machine-verifiable instead of narrative-only. +5. **Schedule an ASI containment drill** covering kill-switch impairment, collusive multi-agent behavior, and regulator notification decisioning. + +--- + +## 7. Daily Sign-Off + +| Role | Name | Decision | Signature / evidence hash | Timestamp | +|---|---|---|---|---| +| Platform SRE Lead | | Pending evidence | | | +| CISO Delegate | | Pending evidence | | | +| CRO Delegate | | Pending evidence | | | +| CAIO / AI Safety Board | | Pending evidence | | | +| Internal Audit Observer | | Pending evidence | | | diff --git a/docs/operations/README.md b/docs/operations/README.md new file mode 100644 index 00000000..32d45bc1 --- /dev/null +++ b/docs/operations/README.md @@ -0,0 +1,28 @@ +# Omni-Sentinel Daily DevSecOps Operations Evidence + +This directory contains daily operational assurance material for the Omni-Sentinel Cognitive Execution Environment. + +## Files + +- `OMNI_SENTINEL_DAILY_DEVSECOPS_CHECK_2026-05-28.md`: narrative daily check and sign-off worksheet from the original operational review. +- `daily_devsecops_evidence.schema.json`: machine-readable contract for daily evidence bundles covering Sentinel telemetry, internal endpoints, G-SRI, WORM audit batches, TPM/TEE attestations, ZK compliance proofs, deviations, emerging risks, roadmap actions, and sign-off decisions. +- `examples/daily_devsecops_evidence_2026-05-29.json`: current example bundle for 2026-05-29. It is intentionally marked `evidence_required` because production telemetry, AWS Object Lock evidence, and attestation quotes are not stored in this repository. +- `validate_daily_devsecops_evidence.py`: schema and semantic validator for daily evidence bundles. +- `test_validate_daily_devsecops_evidence.py`: unit tests for pass/fail validator behavior. + +## Validation + +Dry-run/template validation permits missing production evidence: + +```bash +python docs/operations/validate_daily_devsecops_evidence.py \ + --bundle docs/operations/examples/daily_devsecops_evidence_2026-05-29.json \ + --allow-evidence-required +``` + +Certification validation must omit `--allow-evidence-required`. A bundle marked `passed` must include evidence URIs and hashes for every control, G-SRI below the halt threshold, complete WORM batch continuity with S3 Object Lock metadata, TEE measurement match, TPM `pcr_match=true`, accepted ZK verifier output, no open deviations, and approved sign-offs. + +```bash +python docs/operations/validate_daily_devsecops_evidence.py \ + --bundle path/to/production-daily-evidence.json +``` diff --git a/docs/operations/daily_devsecops_evidence.schema.json b/docs/operations/daily_devsecops_evidence.schema.json new file mode 100644 index 00000000..8277f01a --- /dev/null +++ b/docs/operations/daily_devsecops_evidence.schema.json @@ -0,0 +1,233 @@ +{ + "$schema": "https://json-schema.org/draft/2020-12/schema", + "$id": "https://example.org/schemas/omni-sentinel-daily-devsecops-evidence.schema.json", + "title": "Omni-Sentinel Daily DevSecOps Evidence Bundle", + "type": "object", + "additionalProperties": false, + "required": [ + "schema_version", + "environment", + "review_window", + "certification_status", + "controls", + "deviations", + "emerging_risks", + "roadmap_actions", + "sign_off" + ], + "properties": { + "schema_version": { "type": "string", "const": "1.0.0" }, + "environment": { "type": "string", "minLength": 1 }, + "review_window": { + "type": "object", + "additionalProperties": false, + "required": ["start", "end", "timezone"], + "properties": { + "start": { "type": "string", "format": "date-time" }, + "end": { "type": "string", "format": "date-time" }, + "timezone": { "type": "string", "minLength": 1 } + } + }, + "certification_status": { + "type": "string", + "enum": ["passed", "warning", "failed", "evidence_required"] + }, + "controls": { + "type": "object", + "additionalProperties": false, + "required": [ + "sentinel_telemetry", + "internal_endpoints", + "g_sri", + "worm_audit", + "tee_attestation", + "tpm_attestation", + "zk_compliance" + ], + "properties": { + "sentinel_telemetry": { "$ref": "#/$defs/base_control" }, + "internal_endpoints": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "properties": { + "endpoint_results": { + "type": "array", + "items": { "$ref": "#/$defs/endpoint_result" } + } + } + }, + "g_sri": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "required": ["status", "owner", "checked_at", "evidence_uris", "evidence_hashes", "max", "p95", "thresholds", "black_swan_override"], + "properties": { + "max": { "type": "number", "minimum": 0 }, + "p95": { "type": "number", "minimum": 0 }, + "thresholds": { + "type": "object", + "additionalProperties": false, + "required": ["green_max", "watch_min", "halt_min"], + "properties": { + "green_max": { "type": "number", "minimum": 0 }, + "watch_min": { "type": "number", "minimum": 0 }, + "halt_min": { "type": "number", "minimum": 0 } + } + }, + "black_swan_override": { "type": "boolean" }, + "policy_bundle_digest": { "$ref": "#/$defs/sha256" }, + "control_plane_decision_log_hash": { "$ref": "#/$defs/sha256" } + } + }, + "worm_audit": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "required": ["status", "owner", "checked_at", "evidence_uris", "evidence_hashes", "expected_batches", "committed_batches", "skipped_sequence_ids", "object_lock_enabled"], + "properties": { + "expected_batches": { "type": "integer", "minimum": 0 }, + "committed_batches": { "type": "integer", "minimum": 0 }, + "skipped_sequence_ids": { + "type": "array", + "items": { "type": "string", "minLength": 1 } + }, + "object_lock_enabled": { "type": "boolean" }, + "object_lock_mode": { "type": "string", "enum": ["GOVERNANCE", "COMPLIANCE"] }, + "retention_until": { "type": "string", "format": "date-time" }, + "cloudtrail_event_ids": { + "type": "array", + "items": { "type": "string", "minLength": 1 } + }, + "merkle_root": { "$ref": "#/$defs/sha256" } + } + }, + "tee_attestation": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "properties": { + "measurement_match": { "type": "boolean" }, + "quote_freshness_seconds": { "type": "integer", "minimum": 0 }, + "allow_list_version": { "type": "string" }, + "workload_digest": { "$ref": "#/$defs/sha256" } + } + }, + "tpm_attestation": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "properties": { + "pcr_match": { "type": "boolean" }, + "quote_freshness_seconds": { "type": "integer", "minimum": 0 }, + "pcr_baseline_id": { "type": "string" }, + "verifier_signature_hash": { "$ref": "#/$defs/sha256" } + } + }, + "zk_compliance": { + "allOf": [{ "$ref": "#/$defs/base_control" }], + "properties": { + "circuit_id": { "type": "string" }, + "proof_hash": { "$ref": "#/$defs/sha256" }, + "verifier_decision": { "type": "string", "enum": ["ACCEPTED", "REJECTED", "NOT_RUN"] }, + "public_inputs_hash": { "$ref": "#/$defs/sha256" } + } + } + } + }, + "deviations": { + "type": "array", + "items": { "$ref": "#/$defs/deviation" } + }, + "emerging_risks": { + "type": "array", + "items": { "$ref": "#/$defs/risk" } + }, + "roadmap_actions": { + "type": "array", + "items": { "$ref": "#/$defs/roadmap_action" } + }, + "sign_off": { + "type": "array", + "minItems": 1, + "items": { "$ref": "#/$defs/sign_off" } + } + }, + "$defs": { + "sha256": { + "type": "string", + "pattern": "^sha256:[a-fA-F0-9]{64}$" + }, + "base_control": { + "type": "object", + "additionalProperties": true, + "required": ["status", "owner", "checked_at", "evidence_uris", "evidence_hashes"], + "properties": { + "status": { + "type": "string", + "enum": ["pass", "warn", "fail", "evidence_required", "not_applicable"] + }, + "owner": { "type": "string", "minLength": 1 }, + "checked_at": { "type": "string", "format": "date-time" }, + "evidence_uris": { + "type": "array", + "items": { "type": "string", "minLength": 1 } + }, + "evidence_hashes": { + "type": "array", + "items": { "$ref": "#/$defs/sha256" } + }, + "notes": { "type": "string" } + } + }, + "endpoint_result": { + "type": "object", + "additionalProperties": false, + "required": ["path", "status", "signature_verified", "latency_ms"], + "properties": { + "path": { "type": "string", "pattern": "^/" }, + "status": { "type": "string", "enum": ["pass", "warn", "fail"] }, + "signature_verified": { "type": "boolean" }, + "latency_ms": { "type": "integer", "minimum": 0 } + } + }, + "deviation": { + "type": "object", + "additionalProperties": false, + "required": ["id", "severity", "owner", "due", "status", "remediation"], + "properties": { + "id": { "type": "string", "minLength": 1 }, + "severity": { "type": "string", "enum": ["low", "medium", "high", "critical"] }, + "owner": { "type": "string", "minLength": 1 }, + "due": { "type": "string", "minLength": 1 }, + "status": { "type": "string", "enum": ["open", "mitigating", "closed", "accepted"] }, + "remediation": { "type": "string", "minLength": 1 } + } + }, + "risk": { + "type": "object", + "additionalProperties": false, + "required": ["risk", "early_warning_signal", "containment_control", "recommended_action"], + "properties": { + "risk": { "type": "string", "minLength": 1 }, + "early_warning_signal": { "type": "string", "minLength": 1 }, + "containment_control": { "type": "string", "minLength": 1 }, + "recommended_action": { "type": "string", "minLength": 1 } + } + }, + "roadmap_action": { + "type": "object", + "additionalProperties": false, + "required": ["id", "target_period", "owner", "action", "exit_criteria"], + "properties": { + "id": { "type": "string", "minLength": 1 }, + "target_period": { "type": "string", "minLength": 1 }, + "owner": { "type": "string", "minLength": 1 }, + "action": { "type": "string", "minLength": 1 }, + "exit_criteria": { "type": "string", "minLength": 1 } + } + }, + "sign_off": { + "type": "object", + "additionalProperties": false, + "required": ["role", "decision", "signed_at"], + "properties": { + "role": { "type": "string", "minLength": 1 }, + "name": { "type": "string" }, + "decision": { "type": "string", "enum": ["approved", "rejected", "pending_evidence"] }, + "signature_hash": { "$ref": "#/$defs/sha256" }, + "signed_at": { "type": "string", "format": "date-time" } + } + } + } +} diff --git a/docs/operations/examples/daily_devsecops_evidence_2026-05-29.json b/docs/operations/examples/daily_devsecops_evidence_2026-05-29.json new file mode 100644 index 00000000..2fcda938 --- /dev/null +++ b/docs/operations/examples/daily_devsecops_evidence_2026-05-29.json @@ -0,0 +1,204 @@ +{ + "schema_version": "1.0.0", + "environment": "Omni-Sentinel Cognitive Execution Environment", + "review_window": { + "start": "2026-05-29T00:00:00Z", + "end": "2026-05-29T23:59:59Z", + "timezone": "Etc/UTC" + }, + "certification_status": "evidence_required", + "controls": { + "sentinel_telemetry": { + "status": "evidence_required", + "owner": "Platform SRE", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "notes": "Attach signed dashboard export before certification." + }, + "internal_endpoints": { + "status": "evidence_required", + "owner": "Platform SRE", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "endpoint_results": [ + { + "path": "/healthz", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/readyz", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/metrics", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/policy/status", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/risk/g-sri", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/audit/worm/status", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/attestation/tpm", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/attestation/tee", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + }, + { + "path": "/zk/compliance/status", + "status": "fail", + "signature_verified": false, + "latency_ms": 0 + } + ], + "notes": "Endpoint responses are placeholders pending production export." + }, + "g_sri": { + "status": "evidence_required", + "owner": "Risk Fusion Operations", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "max": 0, + "p95": 0, + "thresholds": { + "green_max": 0.55, + "watch_min": 0.55, + "halt_min": 0.7 + }, + "black_swan_override": false, + "policy_bundle_digest": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "control_plane_decision_log_hash": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "notes": "Replace zero values with signed G-SRI statistics." + }, + "worm_audit": { + "status": "evidence_required", + "owner": "Audit Platform Engineering", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "expected_batches": 0, + "committed_batches": 0, + "skipped_sequence_ids": [], + "object_lock_enabled": false, + "cloudtrail_event_ids": [], + "notes": "Attach pqc_worm_logger.py schedule output, S3 Object Lock metadata, CloudTrail IDs, and Merkle root." + }, + "tee_attestation": { + "status": "evidence_required", + "owner": "Confidential Compute Operations", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "measurement_match": false, + "quote_freshness_seconds": 999999, + "allow_list_version": "pending", + "workload_digest": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "notes": "Attach verifier response before certification." + }, + "tpm_attestation": { + "status": "evidence_required", + "owner": "Hardware Trust Operations", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "pcr_match": false, + "quote_freshness_seconds": 999999, + "pcr_baseline_id": "pending", + "verifier_signature_hash": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "notes": "Certification requires PCR_MATCH=TRUE." + }, + "zk_compliance": { + "status": "evidence_required", + "owner": "RegTech ZK Operations", + "checked_at": "2026-05-29T00:00:00Z", + "evidence_uris": [], + "evidence_hashes": [], + "circuit_id": "pending", + "proof_hash": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "verifier_decision": "NOT_RUN", + "public_inputs_hash": "sha256:d0b90ffc2a77d365e1331341072bbc9f6dd902e1ef9be37e66d29637fc0dffa1", + "notes": "Attach verifier transcript before certification." + } + }, + "deviations": [ + { + "id": "DEV-2026-05-29-001", + "severity": "high", + "owner": "Platform SRE / Control Owner", + "due": "same business day", + "status": "open", + "remediation": "Attach signed production evidence exports and rerun validator without --allow-evidence-required." + } + ], + "emerging_risks": [ + { + "risk": "Kill-switch impairment", + "early_warning_signal": "Shutdown latency or attestation freshness breaches approved SLO.", + "containment_control": "Hardware kill-switch, quorum shutdown, and safe-mode autonomy downgrade.", + "recommended_action": "Trigger Red/Halt if impairment is observed in production evidence." + } + ], + "roadmap_actions": [ + { + "id": "ROADMAP-2026-DAILY-EVIDENCE", + "target_period": "2026 H1-H2", + "owner": "Governance Platform", + "action": "Adopt schema-backed daily evidence bundles.", + "exit_criteria": "95% daily evidence completeness and zero unexplained WORM gaps." + } + ], + "sign_off": [ + { + "role": "Platform SRE Lead", + "name": "", + "decision": "pending_evidence", + "signed_at": "2026-05-29T00:00:00Z" + }, + { + "role": "CISO Delegate", + "name": "", + "decision": "pending_evidence", + "signed_at": "2026-05-29T00:00:00Z" + }, + { + "role": "CRO Delegate", + "name": "", + "decision": "pending_evidence", + "signed_at": "2026-05-29T00:00:00Z" + }, + { + "role": "CAIO / AI Safety Board", + "name": "", + "decision": "pending_evidence", + "signed_at": "2026-05-29T00:00:00Z" + } + ] +} diff --git a/docs/operations/test_validate_daily_devsecops_evidence.py b/docs/operations/test_validate_daily_devsecops_evidence.py new file mode 100644 index 00000000..0d0e20ac --- /dev/null +++ b/docs/operations/test_validate_daily_devsecops_evidence.py @@ -0,0 +1,170 @@ +import copy +import hashlib +import json +import subprocess +import sys +import tempfile +import unittest +from importlib.util import find_spec +from pathlib import Path + +ROOT = Path(__file__).resolve().parent +REPO = ROOT.parent.parent +VALIDATE = ROOT / "validate_daily_devsecops_evidence.py" +SCHEMA = ROOT / "daily_devsecops_evidence.schema.json" +EXAMPLE = ROOT / "examples" / "daily_devsecops_evidence_2026-05-29.json" +HAS_JSONSCHEMA = find_spec("jsonschema") is not None +HASH = "sha256:" + hashlib.sha256(b"test-evidence").hexdigest() + + +@unittest.skipUnless(HAS_JSONSCHEMA, "jsonschema is required for daily evidence validation tests") +class DailyDevSecOpsEvidenceValidationTests(unittest.TestCase): + def run_validator(self, bundle: Path, *extra: str) -> subprocess.CompletedProcess[str]: + return subprocess.run( + [ + sys.executable, + str(VALIDATE), + "--repo-root", + str(REPO), + "--bundle", + str(bundle), + "--schema", + str(SCHEMA), + *extra, + ], + capture_output=True, + text=True, + check=False, + ) + + def load_example(self) -> dict: + with EXAMPLE.open("r", encoding="utf-8") as handle: + return json.load(handle) + + def write_bundle(self, data: dict, directory: str) -> Path: + path = Path(directory) / "bundle.json" + path.write_text(json.dumps(data, indent=2) + "\n", encoding="utf-8") + return path + + def make_passing_bundle(self) -> dict: + data = self.load_example() + data["certification_status"] = "passed" + data["deviations"] = [] + for control in data["controls"].values(): + control["status"] = "pass" + control["evidence_uris"] = ["s3://omni-sentinel-evidence/test.json"] + control["evidence_hashes"] = [HASH] + for endpoint in data["controls"]["internal_endpoints"]["endpoint_results"]: + endpoint["status"] = "pass" + endpoint["signature_verified"] = True + endpoint["latency_ms"] = 25 + data["controls"]["g_sri"].update({"max": 0.41, "p95": 0.35, "black_swan_override": False}) + data["controls"]["worm_audit"].update( + { + "expected_batches": 96, + "committed_batches": 96, + "object_lock_enabled": True, + "object_lock_mode": "COMPLIANCE", + "retention_until": "2033-05-29T23:59:59Z", + "cloudtrail_event_ids": ["evt-001"], + "merkle_root": HASH, + } + ) + data["controls"]["tee_attestation"].update({"measurement_match": True, "quote_freshness_seconds": 300}) + data["controls"]["tpm_attestation"].update({"pcr_match": True, "quote_freshness_seconds": 300}) + data["controls"]["zk_compliance"].update({"verifier_decision": "ACCEPTED"}) + for sign_off in data["sign_off"]: + sign_off["decision"] = "approved" + sign_off["signature_hash"] = HASH + return data + + def test_example_validates_only_when_evidence_required_is_allowed(self): + result = self.run_validator(EXAMPLE, "--allow-evidence-required") + self.assertEqual(result.returncode, 0, msg=result.stdout + result.stderr) + self.assertIn("[OK]", result.stdout) + + def test_example_fails_without_evidence_override(self): + result = self.run_validator(EXAMPLE) + self.assertNotEqual(result.returncode, 0) + self.assertIn("still requires evidence", result.stdout) + + def test_passing_bundle_success(self): + with tempfile.TemporaryDirectory() as directory: + path = self.write_bundle(self.make_passing_bundle(), directory) + result = self.run_validator(path) + self.assertEqual(result.returncode, 0, msg=result.stdout + result.stderr) + + def test_passing_bundle_allows_closed_deviation_history(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + data["deviations"] = [ + { + "id": "DEV-CLOSED-001", + "severity": "medium", + "owner": "Platform SRE", + "due": "closed", + "status": "closed", + "remediation": "Evidence gap remediated and verified.", + } + ] + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertEqual(result.returncode, 0, msg=result.stdout + result.stderr) + + def test_passing_bundle_fails_when_deviation_remains_open(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + data["deviations"] = [ + { + "id": "DEV-OPEN-001", + "severity": "high", + "owner": "Platform SRE", + "due": "same business day", + "status": "open", + "remediation": "Attach signed production evidence.", + } + ] + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertNotEqual(result.returncode, 0) + self.assertIn("Passed certification cannot include open deviations", result.stdout) + + def test_passing_bundle_fails_when_g_sri_reaches_halt_threshold(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + data["controls"]["g_sri"]["max"] = data["controls"]["g_sri"]["thresholds"]["halt_min"] + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertNotEqual(result.returncode, 0) + self.assertIn("below halt threshold", result.stdout) + + def test_passing_bundle_fails_when_tpm_pcr_mismatch(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + data["controls"]["tpm_attestation"]["pcr_match"] = False + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertNotEqual(result.returncode, 0) + self.assertIn("TPM pass requires pcr_match=true", result.stdout) + + def test_passing_bundle_fails_when_worm_batch_missing(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + data["controls"]["worm_audit"]["committed_batches"] = 95 + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertNotEqual(result.returncode, 0) + self.assertIn("expected_batches == committed_batches", result.stdout) + + def test_schema_failure_for_missing_required_control(self): + with tempfile.TemporaryDirectory() as directory: + data = self.make_passing_bundle() + del data["controls"]["g_sri"] + path = self.write_bundle(data, directory) + result = self.run_validator(path) + self.assertNotEqual(result.returncode, 0) + self.assertIn("Schema validation failed", result.stdout) + + +if __name__ == "__main__": + unittest.main() diff --git a/docs/operations/validate_daily_devsecops_evidence.py b/docs/operations/validate_daily_devsecops_evidence.py new file mode 100755 index 00000000..8a4410a8 --- /dev/null +++ b/docs/operations/validate_daily_devsecops_evidence.py @@ -0,0 +1,190 @@ +#!/usr/bin/env python3 +"""Validate an Omni-Sentinel daily DevSecOps evidence bundle.""" +from __future__ import annotations + +import argparse +import json +from pathlib import Path +from typing import Any + +import sys + +sys.path.insert(0, str(Path(__file__).resolve().parents[1] / "schemas")) +from _validation_deps import require_jsonschema # noqa: E402 + + +CONTROL_NAMES = ( + "sentinel_telemetry", + "internal_endpoints", + "g_sri", + "worm_audit", + "tee_attestation", + "tpm_attestation", + "zk_compliance", +) + + +def parse_args() -> argparse.Namespace: + parser = argparse.ArgumentParser(description=__doc__) + parser.add_argument( + "--repo-root", + type=Path, + default=Path.cwd(), + help="Repository root used to resolve relative paths.", + ) + parser.add_argument( + "--bundle", + type=Path, + default=Path("docs/operations/examples/daily_devsecops_evidence_2026-05-29.json"), + help="Daily evidence bundle JSON file.", + ) + parser.add_argument( + "--schema", + type=Path, + default=Path("docs/operations/daily_devsecops_evidence.schema.json"), + help="Daily evidence bundle JSON Schema file.", + ) + parser.add_argument( + "--allow-evidence-required", + action="store_true", + help="Allow evidence_required controls for dry-run/template bundles.", + ) + return parser.parse_args() + + +def load_json(path: Path) -> dict[str, Any]: + with path.open("r", encoding="utf-8") as handle: + return json.load(handle) + + +def fail(message: str) -> None: + print(f"[FAIL] {message}") + raise SystemExit(1) + + +def resolve(repo_root: Path, path: Path) -> Path: + if path.is_absolute(): + return path + return repo_root / path + + +def validate_schema(bundle: dict[str, Any], schema: dict[str, Any]) -> None: + Draft202012Validator = require_jsonschema() + validator = Draft202012Validator(schema, format_checker=Draft202012Validator.FORMAT_CHECKER) + errors = sorted(validator.iter_errors(bundle), key=lambda error: error.path) + if errors: + first = errors[0] + location = ".".join(str(part) for part in first.absolute_path) or "" + fail(f"Schema validation failed at {location}: {first.message}") + + +def require(condition: bool, message: str, errors: list[str]) -> None: + if not condition: + errors.append(message) + + +def control_status_errors(bundle: dict[str, Any], allow_evidence_required: bool) -> list[str]: + errors: list[str] = [] + controls = bundle["controls"] + certification_status = bundle["certification_status"] + + for name in CONTROL_NAMES: + control = controls[name] + status = control["status"] + if status == "fail": + errors.append(f"Control {name} is fail") + if status == "evidence_required" and not allow_evidence_required: + errors.append(f"Control {name} still requires evidence") + if certification_status == "passed": + require(status == "pass", f"Passed certification requires {name}=pass, found {status}", errors) + require(bool(control["evidence_uris"]), f"Passed certification requires evidence_uris for {name}", errors) + require(bool(control["evidence_hashes"]), f"Passed certification requires evidence_hashes for {name}", errors) + + if certification_status == "passed": + open_deviations = [ + deviation["id"] + for deviation in bundle["deviations"] + if deviation["status"] in {"open", "mitigating"} + ] + require(not open_deviations, f"Passed certification cannot include open deviations: {open_deviations}", errors) + for sign_off in bundle["sign_off"]: + require(sign_off["decision"] == "approved", "Passed certification requires every sign-off decision to be approved", errors) + + return errors + + +def semantic_errors(bundle: dict[str, Any]) -> list[str]: + errors: list[str] = [] + controls = bundle["controls"] + + g_sri = controls["g_sri"] + thresholds = g_sri["thresholds"] + require( + thresholds["green_max"] <= thresholds["watch_min"] < thresholds["halt_min"], + "G-SRI thresholds must satisfy green_max <= watch_min < halt_min", + errors, + ) + require(g_sri["p95"] <= g_sri["max"], "G-SRI p95 cannot exceed max", errors) + if bundle["certification_status"] == "passed": + require(g_sri["max"] < thresholds["halt_min"], "Passed certification requires max G-SRI below halt threshold", errors) + require(not g_sri["black_swan_override"], "Passed certification cannot have black_swan_override=true", errors) + + worm = controls["worm_audit"] + if bundle["certification_status"] == "passed" or worm["status"] == "pass": + require(worm["object_lock_enabled"], "WORM pass requires object_lock_enabled=true", errors) + require(worm["expected_batches"] == worm["committed_batches"], "WORM pass requires expected_batches == committed_batches", errors) + require(not worm["skipped_sequence_ids"], "WORM pass requires no skipped_sequence_ids", errors) + require("object_lock_mode" in worm, "WORM pass requires object_lock_mode", errors) + require("retention_until" in worm, "WORM pass requires retention_until", errors) + require(bool(worm.get("cloudtrail_event_ids", [])), "WORM pass requires CloudTrail event IDs", errors) + + tee = controls["tee_attestation"] + if bundle["certification_status"] == "passed" or tee["status"] == "pass": + require(tee.get("measurement_match") is True, "TEE pass requires measurement_match=true", errors) + require(tee.get("quote_freshness_seconds", 999999) <= 600, "TEE pass requires quote freshness <= 600 seconds", errors) + + tpm = controls["tpm_attestation"] + if bundle["certification_status"] == "passed" or tpm["status"] == "pass": + require(tpm.get("pcr_match") is True, "TPM pass requires pcr_match=true", errors) + require(tpm.get("quote_freshness_seconds", 999999) <= 600, "TPM pass requires quote freshness <= 600 seconds", errors) + + zk = controls["zk_compliance"] + if bundle["certification_status"] == "passed" or zk["status"] == "pass": + require(zk.get("verifier_decision") == "ACCEPTED", "ZK pass requires verifier_decision=ACCEPTED", errors) + + return errors + + +def main() -> None: + args = parse_args() + repo_root = args.repo_root.resolve() + bundle_path = resolve(repo_root, args.bundle).resolve() + schema_path = resolve(repo_root, args.schema).resolve() + + if not bundle_path.exists(): + fail(f"Bundle file not found: {bundle_path}") + if not schema_path.exists(): + fail(f"Schema file not found: {schema_path}") + + try: + bundle = load_json(bundle_path) + except json.JSONDecodeError as exc: + fail(f"Invalid JSON in bundle file {bundle_path}: {exc}") + + try: + schema = load_json(schema_path) + except json.JSONDecodeError as exc: + fail(f"Invalid JSON in schema file {schema_path}: {exc}") + + validate_schema(bundle, schema) + errors = control_status_errors(bundle, args.allow_evidence_required) + semantic_errors(bundle) + if errors: + for error in errors: + print(f"[FAIL] {error}") + raise SystemExit(1) + + print(f"[OK] Daily DevSecOps evidence bundle validation passed: {bundle_path}") + + +if __name__ == "__main__": + main() diff --git a/docs/reports/AGI_ASI_GOVERNANCE_IMPLEMENTATION_ROADMAP.md b/docs/reports/AGI_ASI_GOVERNANCE_IMPLEMENTATION_ROADMAP.md index a150ce82..9d7d8d53 100644 --- a/docs/reports/AGI_ASI_GOVERNANCE_IMPLEMENTATION_ROADMAP.md +++ b/docs/reports/AGI_ASI_GOVERNANCE_IMPLEMENTATION_ROADMAP.md @@ -1031,3 +1031,44 @@ All cross-project integrations are governed by **data contracts** that specify: --- *Document Reference: IMPL-GSIFI-WP-005 | Classification: CONFIDENTIAL | Distribution: Restricted* + +--- + +## 16. 2026–2035 Operational Governance Maintenance Extension + +This extension keeps the roadmap aligned with daily Omni-Sentinel operational assurance expectations for AGI/ASI containment, zero-trust execution, WORM auditability, and privacy-preserving regulatory disclosure. + +### 16.1 Daily governance operating model + +The implementation roadmap now treats daily operational certification as a first-class governance product. Every production day must produce a signed evidence bundle containing Sentinel telemetry freshness, internal endpoint health, Global Systemic Risk Index (G-SRI) statistics, WORM audit batch receipts, TPM/TEE attestation verifier output, and zero-knowledge proof-verifier transcripts. Missing evidence for Tier-3+ workloads is handled as a control deviation rather than an administrative gap. + +### 16.2 Reference architecture refinements + +The target architecture adds five persistent control planes to the existing Nexus/Chimera/NPGARS program stack: + +1. **Sentinel telemetry plane** for signed runtime events, policy decisions, autonomy-tier transitions, anomaly scores, and containment actions. +2. **Systemic-risk plane** for G-SRI calculation, threshold enforcement, black-swan overrides, and regulator-notification decision support. +3. **Immutable evidence plane** using Kafka/WORM commitments, post-quantum signatures, Merkle roots, and S3 Object Lock retention proof. +4. **Hardware trust plane** using TPM measured boot, TEE workload quotes, allow-listed release digests, and explicit `PCR_MATCH=TRUE` verifier output. +5. **ZK compliance plane** for regulator/auditor verification of compliance claims without disclosure of protected model weights, prompts, customer data, or sensitive telemetry. + +### 16.3 Extended roadmap through 2035 + +| Period | Roadmap increment | Enterprise-grade control objective | Evidence of completion | +|---|---|---|---| +| 2026 | Daily DevSecOps certification, G-SRI thresholds, WORM batch evidence, TPM/TEE verifier baseline | Convert governance from periodic review to daily evidence-backed assurance | Daily evidence bundles show telemetry freshness, G-SRI below thresholds, no WORM gaps, and `PCR_MATCH=TRUE` | +| 2027 | Tiered autonomy enforcement, tool-broker capability firewall, incident-command automation | Prevent unsafe privilege expansion and ensure rapid containment | All Tier-3+ actions flow through policy gate, tool broker, and signed audit trail | +| 2028 | ZK regulatory disclosure packs and privacy-preserving audit portal | Allow supervisors to verify control assertions without direct access to protected data | Verifier accepts sampled proofs and maps each proof to WORM evidence hashes | +| 2029 | Federated systemic-risk simulation and cross-institution stress telemetry | Detect correlated AGI/ASI failure modes across critical institutions | Sector exercise produces signed stress-test evidence and threshold calibration updates | +| 2030 | Hardware-rooted ASI containment rehearsal and resilient manual fallback | Demonstrate safe halt, downgrade, and recovery under high-autonomy stress | Red/Halt technical drill meets shutdown, notification, and recovery SLOs | +| 2031–2032 | Formal verification of containment policies and automated regulatory-change ingestion | Keep policy controls provably aligned to changing law and supervisory guidance | Policy proofs regenerate within 24 hours of material regulatory change | +| 2033–2035 | International supervisory interoperability, post-quantum evidence portability, and civilizational-risk reporting | Make AGI/ASI governance durable across borders, cryptographic eras, and supervisory regimes | External auditors verify PQC, WORM, ZK, and containment controls without privileged production access | + +### 16.4 Immediate implementation backlog + +- Define a schema-backed daily operations evidence bundle for dashboard exports, signed endpoint responses, G-SRI summaries, WORM receipts, TPM/TEE quotes, and ZK verifier transcripts. +- Add a non-mutating `pqc_worm_logger.py` evidence validator that checks batch sequence continuity, hash-chain continuity, S3 Object Lock metadata, and CloudTrail references. +- Add attestation fixtures for TPM PCR baselines and TEE workload measurements, including verifier signature, allow-list version, and freshness timestamp. +- Add governance scorecards that quantify evidence completeness, unresolved deviations, stale attestations, containment drill status, and regulator-reporting readiness. +- Maintain a quarterly ASI containment drill calendar covering self-modification, collusive multi-agent behavior, tool-use escalation, model exfiltration, and kill-switch impairment. +